Chief Compliance Officer
With nearly 30 years of experience in the financial industry, Lisa is responsible for all aspects of the firm’s Compliance Program including creation of policies and procedures, ongoing monitoring and testing, as well as training and education for employees. As a member of Senior Management, she provides guidance on all compliance and regulatory issues. Her prior roles include Wealth Advisor at Merriman Wealth Management and Chief Compliance Officer and Operations Manager for Summit Capital Management. Lisa obtained her Bachelor’s degree in Economics from Gonzaga University. Lisa enjoys reading, traveling, boating, and spending time with her husband Brian, and their family and friends.
Series 65 Securities License